At a Glance
- Tasks: Ensure compliance with ASIC regulations through daily reconciliations and monitoring activities.
- Company: Join a leading finance team dedicated to regulatory excellence.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Great opportunity for career growth in a dynamic finance environment.
- Why this job: Make a real impact in the finance sector while enhancing your analytical skills.
- Qualifications: Knowledge of ASIC rules and experience in compliance or financial reporting.
The predicted salary is between 72000 - 88000 $ per year.
As an ASIC Analyst, you will be responsible for ensuring compliance with Australian Securities and Investments Commission (ASIC) regulatory requirements by performing daily internal and external client money reconciliations, monitoring compliance activities, and supporting ASIC-related projects.
This role requires strong analytical skills, attention to detail, and a proactive approach to process improvement and regulatory compliance.
Key Responsibilities
- Produce and review daily internal and external client money reconciliations within agreed deadlines.
- Challenge and enhance internal and external processes to ensure compliance with ASIC client money rules and industry best practices.
- Confidently generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.
- Assist the Finance Team in overseeing day‑to‑day client money safeguarding controls and effectiveness.
- Support annual finance and compliance reviews and liaise with auditors and ASIC as required.
- Responsible for preparing and submitting timely returns and reports required under ASIC obligations.
- Assist finance in monitoring and reporting tasks.
Qualifications & Skills
- Solid knowledge of ASIC client money rules and regulatory framework.
- Experience in reconciliations, compliance monitoring, or financial reporting.
- Strong analytical, problem‑solving, and stakeholder management skills.
- Ability to work under pressure and meet tight deadlines.
Only Australian citizens, permanent residents, or individuals with full working rights in Australia will be considered.
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ASIC Analyst in Sydney employer: Vantage
Vantage is an exceptional employer that fosters a collaborative and supportive work culture, where employees are encouraged to grow and thrive. With a comprehensive benefits package that exceeds local expectations, including health and welfare, retirement, and paid leave, Vantage prioritises employee well-being and development. The opportunity to lead innovative projects across the dynamic APAC region, coupled with a commitment to continuous improvement and recognition of individual contributions, makes Vantage a rewarding place to build a meaningful career.
