At a Glance
- Tasks: Lead compliance initiatives and build a best-practice culture in a growing financial services firm.
- Company: Join a global financial services company at a pivotal growth stage.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Exciting opportunity for career advancement in a supportive team.
- Why this job: Make a real impact by shaping compliance frameworks and policies.
- Qualifications: 5-8 years in compliance or risk roles with strong regulatory knowledge.
The predicted salary is between 170000 - 190000 $ per year.
We’re working with a growing, global financial services that’s looking for a Compliance Manager to help build out their local compliance framework. This is a rare opportunity to join at a pivotal stage and play a hands-on role in establishing a best-practice compliance culture across the organisation.
What you’ll be doing:
- Designing and implementing key compliance policies, procedures, and registers
- Building and maintaining a compliance monitoring program
- Overseeing regulatory obligations, reporting, and audits (ASIC, APRA, HO)
- Supporting the business with regulatory advice and compliance training
- Leading the uplift of internal controls and managing breach/incidents registers
- Working cross-functionally to embed compliance across all levels of the business
What we’re looking for:
- 5–8 years' experience in a compliance or risk role within financial services (ideally in institutional banking, asset management, or insurance)
- Strong understanding of Australian regulatory frameworks (ASIC/AFSL/APRA)
- Experience setting up or improving compliance frameworks, policies, and controls
- Excellent communication and stakeholder engagement skills
- Driven, organised, and confident managing competing priorities
If you are interested in this opportunity, please apply today!
Compliance Manager employer: TOM People
Join a leading banking organisation that values integrity and compliance, offering a dynamic work culture where your expertise as a Senior Compliance Manager will be recognised and rewarded. With a focus on professional development, you will have access to ongoing training and growth opportunities, all while working in a collaborative environment that encourages strong relationships with senior stakeholders. Located in a vibrant city, this role not only provides a competitive contract but also the chance to make a meaningful impact within the financial services sector.
