At a Glance
- Tasks: Help improve client services and ensure compliance through reporting and audits.
- Company: Join a global business committed to positive impact and growth.
- Benefits: Competitive pay, training opportunities, and a supportive work environment.
- Other info: Be part of a diverse team that values equality and personal development.
- Why this job: Make a real difference in compliance while developing your skills in a dynamic setting.
- Qualifications: 1+ years in AML or compliance, with a strong understanding of regulations.
The predicted salary is between 62100 - 75900 $ per year.
We are looking for someone interested to develop and implement solutions with the business to improve the quality of service to our clients, provide compliance reporting to clients, coordinate internal audits and AML reporting. This role is to coordinate and report on incidents, breaches and complaints.
What you will be doing:
- Completion of annual due diligence questionnaires
- Co-ordination of supplier due diligence questionnaires
- Preparation of compliance letters for clients
- Reporting on complaints, incidents and breaches
- Investigations of incidents and working with the business to implement solutions
- Partner with the business to develop processes and procedures that improve the quality of service to our clients
- Assist with the development and implementation of compliance policies and procedures
- Drafting training material for compliance training
- Coordinate the training on processes and procedures for the teams
- Implement and conduct control testing of processes and procedures
- Coordinate and conduct internal audits
- Review legislative changes that affect Mainstream operations and develop compliance solutions that satisfy these changes
- Provide regular compliance reporting
- Stay current with regulatory and legislative changes and participate in industry groups
- Perform ongoing Anti Money Laundering (AML) monitoring obligations and reporting
- Co-ordinate completeness of regulatory records of transitions
- Other ad hoc responsibilities as required.
Skills Required:
- Experience in funds services industry
- Preferably 1+ years' experience in a AML or compliance role with funds knowledge
- Strong understanding of regulatory and legislative requirements essential; knowledge of AUSTRAC requirements
What you will get in return:
- A genuinely unique opportunity to be part of an expanding large global business;
- Competitive remuneration commensurate with skills and experience;
- Training and development opportunities
We are an equal opportunity employer and ensure that no applicant is subject to less favourable treatment on the grounds of gender, gender identity, marital status, race, colour, nationality, ethnicity, age, sexual orientation, socio-economic, responsibilities for dependants, physical or mental disability. Any hiring decision are made on the basis of skills, qualifications and experiences.
We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.
For more information on our commitment to Corporate Social Responsibility (CSR) please visit our website.
Personal data provided by job applicant(s) will be used for recruitment purposes only and will be treated strictly confidential.
Compliance Analyst in Sydney employer: theapexgroup
Join a dynamic and expanding global business in Sydney as a Compliance Analyst, where you will have the opportunity to enhance client service quality while ensuring compliance with regulatory standards. Our inclusive work culture promotes professional growth through comprehensive training and development opportunities, making it an ideal environment for those seeking meaningful and rewarding employment. With competitive remuneration and a commitment to Corporate Social Responsibility, we strive to positively impact our employees, clients, and the community.
