Susquehanna is looking for a Compliance Associate to support key aspects of our compliance and regulatory framework. In this role, you'll provide practical compliance guidance to business and support teams, assist with regulatory inquiries and investigations, conduct reviews to identify and address potential compliance risks, and take ownership of compliance policies and procedures. You'll work to ensure consistent regulatory interpretation, policy implementation, and issue escalation across the firm. This is an excellent opportunity for a compliance professional who enjoys solving complex problems, building strong stakeholder relationships, and operating in a fast‐paced, highly regulated environment.
What You'll Do
- Provide advice and compliance oversight to the business and support functions
- Assist in responding to regulatory inquiries and investigations
- Conduct routine reviews to identify and address potential compliance gaps
- Take ownership of compliance policies and procedures, ensuring they remain current, practical, and aligned with regulatory requirements
- Coordinate closely with Trading Compliance to ensure aligned regulatory interpretation, policy, and issue escalation
Qualifications
- Provide advice and compliance oversight to the business and support functions
- Assist in responding to regulatory inquiries and investigations
- Conduct routine reviews to identify and address potential compliance gaps
- Take ownership of compliance policies and procedures, ensuring they remain current, practical, and aligned with regulatory requirements
- Coordinate closely with Trading Compliance to ensure aligned regulatory interpretation, policy, and issue escalation
What's In It For You
- Our flat hierarchy enables you to drive meaningful impact, by leveraging your expertise and taking ownership.
- Private healthcare and gym allowances, plus wellness initiatives.
- Additional leave entitlements including marriage leave and 2 bonus days annually.
- Fully stocked kitchen, with daily breakfast and lunch.
- Regular social, sporting and community events including annual poker tournament.
- Matched donations and corporate discounts.
- Explore our benefits and culture: link
Equal Opportunity Statement
We encourage applications from candidates from all backgrounds, and we welcome requests for reasonable adjustments during the recruitment process to ensure that you can best demonstrate your abilities.
Regulatory Compliance Associate in Sydney employer: Susquehanna International Group
Susquehanna International Group is an exceptional employer, offering a dynamic work culture in the heart of Sydney that fosters collaboration and innovation. Employees benefit from comprehensive professional development opportunities, competitive remuneration, and a commitment to work-life balance, making it an ideal environment for those looking to make a meaningful impact in the finance sector across the APAC region.
Contact Details:
Susquehanna International Group Recruitment Team
