At a Glance
- Tasks: Shape risk and compliance strategies while collaborating with senior leadership.
- Company: Respected Wealth Advisory firm with a supportive culture and career growth.
- Benefits: Competitive salary, long-term stability, and genuine career progression.
- Other info: Join a collaborative team and develop your career in a well-regarded firm.
- Why this job: Make a meaningful impact in a dynamic environment focused on integrity and improvement.
- Qualifications: Experience in risk and compliance within financial services and strong communication skills.
The predicted salary is between 130000 - 180000 $ per year.
An outstanding opportunity exists for an experienced Risk and Compliance professional to join a respected, mid-sized Wealth Advisory and Professional Services firm with offices across Australia. This role offers a supportive culture, long-term stability, and genuine career progression.
Working closely with the General Manager – Risk & Compliance, you will help shape the firm's approach to enterprise risk and regulatory compliance while gaining exposure across all facets of the business.
About the Firm
Our client is a well-regarded firm with a long history in Australia operating under its own AFSL, providing high-quality wealth advisory and professional services. With a collaborative and client-focused culture, the firm values integrity, accountability, and continuous improvement.
Based at the Melbourne Head Office, this role partners directly with senior leadership providing a unique platform to make a meaningful impact while developing your career.
Key Responsibilities
- Support the implementation and ongoing enhancement of the enterprise risk and compliance frameworks
- Working closely with the Head of Risk and Compliance promote the firm’s risk appetite and culture across business functions
- Support business units in identifying, assessing, and managing key risks and regulatory obligations
- Advise on policy development, control design, and risk mitigation strategies
- Maintain effective training programs to ensure risk and compliance awareness firm-wide
- Prepare reports and insights for executive management and the Risk Committee
About You
- Proven experience in a risk and compliance role within the financial services sector
- Solid understanding of AFSL regulations
- Strong knowledge of investment or financial advice and professional services environments would be excellent
- Skilled communicator with the ability to interpret regulatory requirements and deliver practical, business-aligned solutions
- Proactive, detail-oriented, and confident engaging with stakeholders at all levels
This is a rare opportunity to contribute to a firm where your expertise will be recognised and your career will be nurtured. If you’re looking for a professional environment with development pathways and meaningful work, we encourage you to apply.
Risk and Compliance Manager in Melbourne employer: Lawson HR Group
Join a respected mid-sized Wealth Advisory and Professional Services firm in Melbourne, where you will thrive in a supportive culture that prioritises integrity and continuous improvement. This role not only offers competitive remuneration but also provides genuine career progression opportunities, allowing you to make a meaningful impact while collaborating closely with senior leadership. With a focus on employee development and a commitment to fostering a collaborative environment, this firm is an excellent employer for those seeking a rewarding career in risk and compliance.
