We're partnering with a leading trading firm to find a Compliance Senior Analyst to join their Asia-Pacific Compliance function. This role sits at the intersection of Compliance, Trading, and Technology - supporting the regulatory management of trading activities across multiple jurisdictions, with a strong APAC focus.
What you'll be doing:
- Supporting day-to-day compliance operations, monitoring, and surveillance functions across a broad compliance program
- Helping drive a strong compliance culture and regulatory awareness across the business
- Tracking regulatory developments across applicable laws and rules to flag emerging compliance requirements
- Liaising with brokers and exchanges on trader registration, reviews, and record-keeping
- Developing and maintaining compliance policies, procedures, and training materials
- Conducting periodic compliance reviews and reporting outcomes to management
- Contributing to AML program tasks including management of onboarding
- Collaborating with regional compliance teams on cross-border issues and projects
What you'll bring:
- 2+ years' experience in financial markets compliance/AML - trading firm, broker, regulator, bank, consulting (banking & capital markets) or market exchange background all considered
- A degree in Finance, Commerce, Business, Law, or related discipline
- Strong attention to detail, with solid analytical and problem-solving ability
- Excellent interpersonal, organisational, and time-management skills
- Comfortable working both independently and as part of a team
- Ability to communicate complex ideas clearly to a range of audiences
- A proactive mindset, with a willingness to take ownership
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Compliance Senior Analyst Financial Markets in Sydney employer: JS Careers Pty
As a leading Australian financial institution, we pride ourselves on fostering a dynamic and inclusive work culture that values innovation and collaboration. Our employees benefit from comprehensive professional development opportunities, competitive remuneration, and a supportive environment that encourages growth and career advancement. Located in the vibrant city of Sydney, our team enjoys a perfect blend of work-life balance and access to a thriving financial hub, making it an ideal place for passionate professionals looking to make a meaningful impact in the insurance sector.
