regulatory breach specialist - financial services
Regulatory Breach Specialist
Location: Melbourne CBD (Hybrid , Flexible, 1 office day per month)
Salary: $120,000 – $160,000 + Super
About the Role
Are you a legal and compliance professional skilled in navigating complex financial regulations? We are seeking a Regulatory Breach Specialist to lead intricate incident investigations, ensure accurate significance assessments, and drive compliance reporting standards.
In this key role within the Risk & Compliance function, you will act as a subject matter expert, mentoring junior analysts, monitoring evolving regulatory trends, and refining incident management frameworks to maintain exceptional compliance standards.
Key Responsibilities
- Investigate & Assess: Lead complex incident investigations, ensuring findings are accurate, well-evidenced, and rigorously documented.
- Regulatory Reporting: Monitor and interpret changes in breach reporting legislation, maintaining high alignment with regulatory expectations.
- Committee Submissions: Prepare and present high-quality reports, notifications, and submissions for internal committees, senior management, and regulators.
- Framework Enhancement: Identify risks and inefficiencies in breach reporting processes and recommend continuous improvements.
- Mentorship: Coach breach analysts to build capabilities in legal analysis, investigation methodology, and regulatory writing.
Key Requirements
- Education: Tertiary qualification in Law (or similar legal specialisation).
- Experience: Proven track record in regulatory breach reporting and management within the financial services sector.
- Presentation Skills: Demonstrated experience preparing and presenting high-level submissions to committees and senior stakeholders.
- Analytical Skills: Strong ability to assess incident significance across multiple regulatory regimes in a fast-paced environment.
- Communication: Exceptional written communication for drafting regulatory notifications and complex reports.
What's on Offer
- Competitive package ($120k–$160k + Super) matched to your experience.
- Outstanding work-life balance with ultra-flexible hybrid working (only 1 day per month required in the Melbourne CBD office).
- An opportunity to shape breach reporting frameworks and mentor emerging talent.
At Randstad, we are passionate about providing equal employment opportunities and embracing diversity to the benefit of all. We actively encourage applications from any background.
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