At a Glance
- Tasks: Lead regulatory change initiatives and ensure compliance across the business.
- Company: Join CommSec, a leading financial services provider with a focus on risk management.
- Benefits: Competitive salary, professional development, and opportunities for career growth.
- Other info: Collaborative environment with exposure to senior stakeholders and enterprise-wide initiatives.
- Why this job: Shape the future of compliance in a dynamic and evolving regulatory landscape.
- Qualifications: Experience in Compliance, strong communication skills, and a relevant tertiary qualification.
The predicted salary is between 82800 - 101200 $ per year.
As Senior Manager Compliance, you'll play a key role in shaping how Comm Sec responds to an evolving regulatory landscape.
Leading regulatory change initiatives across the business, you'll work closely with senior stakeholders to ensure regulatory obligations are understood, implemented and embedded effectively, while helping drive better customer and business outcomes.
See yourself in our team
Comm Sec Risk Management is a division of Business Banking Risk Management within CBA Risk Management.
The team has three key areas of focus: Compliance, Operational Risk and Market & Liquidity Risk.
This role sits within the Governance and Framework Team, providing exposure to enterprise-wide regulatory change initiatives, governance forums and wide stakeholder engagement across the Group.
The Governance and Framework Team supports governance and reporting, regulatory change, Comm Sec profile management (RCSAs and CSAs), licensing activities, and contributes to the development and implementation of Compliance policies and procedures.
- On any given day you will
- Lead the identification, assessment and monitoring of regulatory change initiatives impacting Comm Sec, providing advice and support to Line 1 Risk and the business throughout implementation.
- Monitor and deliver insights on regulatory developments and implementation progress through CRO reporting, governance forums and internal communications.
- Contribute to the delivery of high-quality Line 2 Risk governance reporting, including reporting to the Comm Sec Risk Committee and Comm Sec Board.
- Provide compliance advisory support to the Comm Sec Chief Controls Office, including licensing activities, CSAs and RCSAs.
- Support compliance activities including Line 2 monitoring, assurance reviews and obligations management.
- Drive continuous improvement across Comm Sec's regulatory change processes and practices.
- Your path looks like
This role offers the opportunity to develop deep expertise in regulatory change, broaden your exposure across Comm Sec and the wider Group, and build strong relationships with senior business and risk leaders.
If you live and breathe our values, we'll help you find the next step that’s right for you and enable you to be your best.
- We're interested in hearing from people who have
- Experience in Compliance, Regulatory Change, Risk & Controls, Governance, or Legal and Regulatory Advisory environments.
- Strong knowledge of regulatory change, Compliance Management Frameworks and risk management practices.
- Excellent written and verbal communication skills.
- Strong stakeholder engagement and influencing capability.
- A proactive and collaborative approach, with the ability to quickly understand complex issues and deliver practical outcomes.
- Strong organisational and prioritisation skills.
- A tertiary qualification in a relevant discipline such as Finance, Business, Law or Risk Management.
Knowledge of Comm Sec, ASIC Market Integrity Rules, ASX Operating / Settlement / Clearing Rules, or TMX Operating Rules will be highly regarded, but is not essential.
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