CITICS CLSA is seeking a Compliance Officer to support the management of the compliance framework for its Australian businesses. The role spans advisory compliance, surveillance, and control room functions within investment banking, equities, and research activities in Australia.
We invite candidates with two to three years of relevant experience to join a dynamic team and grow as a compliance professional.
Australia Markets Compliance Specialist in Sydney employer: CLSA
As a leading player in the financial services sector, we pride ourselves on fostering a collaborative and innovative work culture that empowers our Research Analysts to thrive. Located in the heart of Australia, we offer competitive benefits, ongoing professional development opportunities, and a supportive environment where your insights directly influence investment strategies. Join us to be part of a dynamic team that values your contributions and encourages growth in your career.