The Compliance Officer will assist with the management of the compliance framework for CLSA's Australian businesses, covering all facets of regulatory compliance affecting investment banking, equities and research operations in Australia.
This role would suit someone with two to three years' relevant experience looking to develop and evolve their career as a compliance professional, with a focus on advisory compliance, surveillance, and financial crimes controls.
Australia Compliance Specialist - Regulatory & AML in Sydney employer: CLSA
As a leading player in the financial services sector, we pride ourselves on fostering a collaborative and innovative work culture that empowers our Research Analysts to thrive. Located in the heart of Australia, we offer competitive benefits, ongoing professional development opportunities, and a supportive environment where your insights directly influence investment strategies. Join us to be part of a dynamic team that values your contributions and encourages growth in your career.
