Centrepoint Alliance, an ASX-listed financial services company, is seeking a Professional Standards Manager on the Gold Coast to promote high-quality advice and strong compliance across our adviser network. You will monitor AFSL licenses, conduct file audits and pre-vets, and provide practical coaching to lift advice quality.
In this role you will manage escalated compliance queries, identify and address material advice risks, contribute to supervision programs, and deliver training to advisers
#J-18808-Ljbffr
Quality & Compliance Lead for Financial Advice employer: Centrepoint Group of Companies
Centrepoint Alliance is an exceptional employer located in Southport QLD, offering a dynamic work environment that fosters collaboration and professional growth. As a Regional Manager, you will have the opportunity to make a significant impact within the financial advice sector, supported by a strong network of professionals and resources. The company prioritises relationship-building and provides ample opportunities for career advancement, making it an ideal place for those seeking meaningful and rewarding employment.
Contact Details:
Centrepoint Group of Companies Recruitment Team
