At a Glance
- Tasks: Oversee compliance in stockbroking and financial planning, ensuring all regulations are met.
- Company: Join Berritta Consulting, a leader in financial services compliance.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Dynamic role with opportunities to collaborate with advisers and brokers.
- Why this job: Make a real difference in financial compliance while growing your career.
- Qualifications: Strong documentation skills and experience in compliance or financial services.
The predicted salary is between 54000 - 66000 $ per year.
Berritta Consulting is seeking a Compliance Officer to manage stockbroking and financial planning compliance.
The role involves hands-on monitoring of client accounts, trade reviews, and AML/CTF activities across advisers, brokers and management.
You will maintain policies, support regulatory submissions, and keep up with evolving Australian financial services requirements.
Strong documentation skills and stakeholder collaboration are essential.
Stockbroking & Financial Planning Compliance Lead in Brisbane employer: Berritta Consulting
Join a leading financial services business that prioritises your growth and success as a Financial Planner. With a strong existing client base and a robust lead-generation model, you can focus on building relationships and providing holistic advice without the pressure of sourcing clients yourself. Enjoy exceptional earning potential with a performance bonus structure that rewards your hard work, alongside a supportive work culture that fosters professional development and career advancement.
