At a Glance
- Tasks: Lead quality assurance reviews and ensure compliance in financial advice documents.
- Company: Top financial planning firm on the Gold Coast with a focus on excellence.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity for career growth in a dynamic industry.
- Why this job: Make a real difference in financial advice quality and compliance.
- Qualifications: Experience in financial advice and strong analytical skills.
The predicted salary is between 63000 - 77000 $ per year.
Bentley Recruitment's client, a leading financial planning firm, is seeking an Advice Quality Assurance Manager on the Gold Coast.
You will lead pre-delivery QA reviews of advice documents, assess regulatory compliance, and drive continual improvement across the advice process.
You'll collaborate with advisers, paraplanners and compliance leadership to identify risks, provide technical feedback, and ensure files meet licensee and internal standards.
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Financial Advice Quality & Compliance Lead employer: Bentley Recruitment
Join a dynamic self-licensed financial advice firm that prioritises employee growth and development, offering a supportive environment for paraplanners to thrive. With a focus on high-quality strategic advice and complex client strategies, you'll have the opportunity to enhance your skills while contributing to meaningful financial outcomes for clients. Located in a vibrant area, the firm fosters a collaborative work culture that values innovation and teamwork, making it an excellent place for those looking to advance their careers in financial planning.
