ASX is seeking a Participant Supervision professional to manage supervision activities across admissions, monitoring, investigations and regulatory reporting. You will be the primary contact for allocated participants on compliance matters and play a key role in ensuring timely, evidence-based decision making.
The role requires extensive experience in compliance, risk methodologies and strong analytical skills, with a commitment to rigorous investigations and process improvement.
Senior Investigator & Participant Compliance Lead (Hybrid) in Sydney employer: ASX
Joining ASX means becoming part of a dynamic team dedicated to powering Australia's financial markets with a strong commitment to diversity and inclusion. Our workplace culture fosters collaboration and innovation, offering employees opportunities for growth and development while supporting flexible working arrangements. With a focus on stakeholder engagement and a commitment to gender equality, ASX is an excellent employer for those seeking meaningful and rewarding careers in a leading global securities exchange.
