Senior Investigator & Participant Compliance Lead (Hybrid)

Senior Investigator & Participant Compliance Lead (Hybrid)

Full-Time 82800 - 101200 $ / year (est.) Hybrid
A

At a Glance

  • Tasks: Lead compliance activities and manage participant supervision across various regulatory processes.
  • Company: Join ASX, a leader in financial markets with a commitment to integrity.
  • Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
  • Other info: Be part of a team that values rigorous investigations and innovative solutions.
  • Why this job: Make a real difference in compliance and risk management within a dynamic environment.
  • Qualifications: Extensive experience in compliance, strong analytical skills, and a passion for process improvement.

The predicted salary is between 82800 - 101200 $ per year.

ASX is seeking a Participant Supervision professional to manage supervision activities across admissions, monitoring, investigations and regulatory reporting.

You will be the primary contact for allocated participants on compliance matters and play a key role in ensuring timely, evidence-based decision making.

The role requires extensive experience in compliance, risk methodologies and strong analytical skills, with a commitment to rigorous investigations and process improvement.

Senior Investigator & Participant Compliance Lead (Hybrid) employer: ASX

Joining ASX means becoming part of a dynamic team dedicated to powering Australia's financial markets with a strong commitment to diversity and inclusion. Our workplace culture fosters collaboration and innovation, offering employees opportunities for growth and development while supporting flexible working arrangements. With a focus on stakeholder engagement and a commitment to gender equality, ASX is an excellent employer for those seeking meaningful and rewarding careers in a leading global securities exchange.

A

Contact Details:

ASX Recruitment Team

We think you need these skills to ace Senior Investigator & Participant Compliance Lead (Hybrid)

Compliance Management
Risk Methodologies
Analytical Skills
Evidence-Based Decision Making
Investigative Skills
Process Improvement
Monitoring Activities