Wealth Management - Client Services & Operations - Team Manager
Tier 1 global full service Wealth Management firm is seeking an experienced candidate to manage a team of Stockbroking Adviser Assistants and provide front office and risk support to the business in their Sydney office.
As part of the client-facing Advisory team including the Advisers and Adviser Assistants, this is a broad role providing support to the Head of Client Services, NSW State Manager and the Advisers in Sydney
Seeking candidates with 6 + years' experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers/ Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.
Key Responsibilities:
- Team Leading, mentoring, training, recruitment and onboarding the Assistant advisers in the Sydney office
- Enhancing procedures and processes for the Assistant advisers
- Supporting the First Line risk activities such as maintenance of risk and control registers, and incident management
- Maintain client advice processes and documentation
- Assist with Front office Remediation projects
- Front office support, onboarding advisers to the business
Qualifications/Experience Required:
- Minimum of 6 years' experience in a similar role within Stockbroking / Wealth Management sector – ideally with prior Dealer Assistant / Assistant advisers / Associate adviser experience, combined with some risk, KYC, Admin support and team leading / management experience etc.
- RG146 accreditation or equivalent
Experience and Competencies Desired:
- Degree qualified in finance or related disciplines desirable.
- Anti-Money Laundering/Know Your Client experience an advantage.
- Excellent customer service skills, including written and verbal communication with an ability to influence.
- Resourceful, self-starter with high work standards and willingness to learn.
- Strong Microsoft office skills – including Excel, PowerPoint, Word.
- High level of attention to detail and accuracy with a focus on compliance.
- Exceptional organisational and prioritisation skills, able to multi-task effectively in a fast-paced environment.
Wealth Management - Client Services & Operations - Team Manager employer: Anton Murray Consulting
Join a leading global wealth management firm in Melbourne, where you will thrive in a dynamic work culture that values collaboration and innovation. As a Client Reporting Associate, you'll benefit from competitive remuneration, opportunities for professional growth, and the chance to make a meaningful impact on high-net-worth clients' financial journeys. With a strong focus on employee development and a commitment to excellence, this role offers a rewarding experience in a supportive environment.
