Senior Manager, Risk, Compliance & Controls in Sydney

Senior Manager, Risk, Compliance & Controls in Sydney

Sydney Full-Time 90000 - 110000 $ / year (est.) On-site
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At a Glance

  • Tasks: Lead risk and compliance initiatives to drive innovation and efficiency in financial services.
  • Company: Join AMP, a leading financial services provider with a rich history and a focus on growth.
  • Benefits: Flexible work environment, inclusive culture, and opportunities for professional development.
  • Other info: Dynamic team environment with a commitment to inclusion and diversity.
  • Why this job: Make a real impact by shaping the future of financial services while growing your career.
  • Qualifications: 5+ years in risk or compliance roles, preferably in financial services.

The predicted salary is between 90000 - 110000 $ per year.

If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.

For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be. And turn our legacy into something even more positive and powerful for the future.

We help people with their banking, super, retirement and finances. Through upturns, downturns, recessions, and major life transitions. Every day, we help people see and make more of their financial potential, so that they can create their tomorrow. And we've been doing it for over 170 years.

If we do our job well, we genuinely add to the prosperity of our country and its people.

How you'll make an impact

Join a business in growth phase. Our wrap platform has been built for advisers, by advisers. It allows them to manage investments on our competitive and innovative offering. This role is your chance to be a part of the growth by driving innovation, client experience, and efficiency to help more Australians achieve their wealth goals.

The Senior Manager Risk, Compliance & Controls supports sustainable business performance by reducing regulatory and operational risk, limiting the likelihood and impact of incidents, breaches and remediation. By providing clear advice, oversight and insight, the role helps the Platforms business operate within risk appetite, meet regulatory obligations efficiently, and maintain confidence with regulators, boards and customers while executing the strategy.

Main areas of responsibility:

  • Risk and compliance oversight: Provide senior risk and compliance support to the Platforms business to ensure material risks are identified, understood and managed within appetite, and regulatory obligations are met through effective and evidenced controls.
  • Insight, reporting and decision support: Analyse risk and compliance information to identify material themes, trends and issues, and support targeted improvements.
  • Change, compliance and regulatory engagement: Develop, maintain and oversee compliance plans, including Managed Investment Scheme and superannuation compliance plans.
  • Customer outcomes and business enablement: Support business owners in managing critical operational processes and business continuity arrangements to deliver reliable, compliant outcomes for customers.

What you will bring to the team:

  • 5+ years' experience in risk or compliance roles within financial services, preferably across superannuation, wrap platforms and/or managed investments.
  • Tertiary qualification in a relevant discipline (e.g. Commerce, Business or Law), or equivalent experience.
  • Proven experience managing compliance incidents, breaches and issues, including breach assessment, root cause analysis and preparation of regulatory notifications and responses.
  • Proven experience developing and managing compliance plans for Superannuation Trustees, Responsible Entities and/or AFSL holders.
  • Proven experience preparing and presenting risk and compliance reporting to Boards, Board Risk Committees and senior management forums.
  • Proven experience performing risk assessments and reviewing control effectiveness to support business change and ongoing risk management.

You'll thrive here if...

If you can adapt from BAU to the ambiguous with ease, you'll do well here. Change is never easy, so bring your commitment, grit and growth mindset.

Because we run lean, you'll be expected to jump in and deliver across a variety of areas. Meaning, you'll be closer to the action and executive decisions that influence where we go next.

If you're someone that can hold their own, you'll find AMP quite liberating.

Why we think you'll love working at AMP:

Doing what we've always done is not an option, so your clever ideas will get airtime here. You'll be encouraged to speak up and try new things. If they don't work, we move on – better for it.

We know there's no one way of doing things. So, you won't have to sacrifice who you are or how you work to fit in here. We're inclusive and flexible in many of the ways you'd expect. And in some of the ways you wouldn't. As long as your health and wellbeing come first - at home and at work.

In fact, most of what makes AMP such a welcoming, enjoyable place to work are our people. Wherever you go, you'll find moments to connect, feel valued and do meaningful work.

We're dedicated to fostering inclusion, diversity, and a warm feeling of belonging at AMP. It sparks creativity, ignites innovation, and turns up the dial on the quality of our decisions and performance.

We're also committed to enhancing employment opportunities for Aboriginal and Torres Strait Islander people, so we enthusiastically encourage candidates from these backgrounds to apply and explore our Reconciliation Plan on our website.

Ready to create your tomorrow? If you're someone who sees opportunity where others see challenge, come and work with us in smart, progressive ways as we transform an iconic Australian brand for the future.

Senior Manager, Risk, Compliance & Controls in Sydney employer: AMP group

AMP is an exceptional employer that fosters a culture of innovation and inclusivity, making it an ideal place for a Complaints Manager to thrive. With a commitment to employee growth, you will have access to coaching and development opportunities while working in a supportive environment that values your contributions. Located in Australia, AMP not only prioritises the well-being of its employees but also encourages meaningful work that positively impacts the community.

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Contact Details:

AMP group Recruitment Team

We think you need these skills to ace Senior Manager, Risk, Compliance & Controls in Sydney

Risk Management
Compliance Oversight
Regulatory Knowledge
Incident Management
Root Cause Analysis
Reporting and Presentation Skills
Stakeholder Engagement